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What will be the future of SOX compliance?

By Dick Weisinger

  It has been one year since Christopher Cox has succeeded William Donaldson and become the 28th chairman of the Securities and Exchange Commission (SEC).  He was sworn in on August 3, 2005, and during the past year we have seen

Retention Management is Central to Corporate Record and Information Management Policies

By Dick Weisinger

Compliance comes in many flavors.  In the US, regulations include Sarbanes-Oxley, 5015.2, HIPAA, and SEC Section 17a.  Central to these many different kinds of compliance is the concept of Retention Management.  Retention management refers to company policies that are created to

Sarbanes-Oxley Compliance and ECM

By Dick Weisinger

It’s been only four years since the Sarbanes-Oxley Act (SOX) was passed.  But in many ways this one piece of legislation has already had a profound impact on the entire business community.  The goal of SOX is to achieve greater transparency and accountability